Last updated: March 15, 2025
Oakfin Wealth Management, LLC ("Oakfin") is a registered investment advisor with the U.S. Securities and Exchange Commission (SEC). Registration does not imply a certain level of skill or training. Additional information about Oakfin, including our advisory services, fees, and disciplinary history, is available on the SEC's website at adviserinfo.sec.gov.
As a registered investment advisor, Oakfin has a fiduciary duty to act in your best interest at all times. This means we must:
All investments involve risk, including the potential loss of principal. Past performance is not indicative of future results. Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment or strategy will be suitable or profitable for a client's portfolio.
Specific risks may include:
Our Form ADV Part 2A (Firm Brochure) contains detailed information about our advisory services, fees, investment strategies, and potential conflicts of interest. You may request a copy of our Form ADV at any time by contacting us at compliance@oakfin.net.
Oakfin charges fees for investment advisory services based on assets under management, fixed fees, or a combination thereof. Our fees are fully disclosed in our Form ADV Part 2A and in your advisory agreement. Fees are negotiable and may vary based on the complexity of services provided.
In addition to our advisory fees, you may incur other costs such as:
While we strive to minimize conflicts of interest, certain conflicts may exist. We disclose all material conflicts in our Form ADV Part 2A. We have implemented policies and procedures to address and mitigate these conflicts.
Client assets are held at qualified custodians, not at Oakfin. You will receive account statements directly from your custodian. We encourage you to carefully review these statements and compare them with any reports provided by Oakfin.
We do not guarantee any specific level of performance or that our investment strategies will be successful. Investment results depend on various factors, including market conditions, timing of investments, and individual circumstances.
The information on this website is for general informational purposes only and does not constitute investment advice, tax advice, or legal advice. Content is provided "as is" without warranties of any kind. Information may become outdated and we are under no obligation to update it.
Our website may contain links to third-party websites. These links are provided for convenience only. Oakfin does not endorse or control the content of these websites and is not responsible for their accuracy or availability.
Any testimonials or client reviews displayed on our website represent the individual experiences of those clients and may not be representative of all client experiences. Testimonials are not indicative of future performance or success.
Any awards or recognition mentioned on our website are based on criteria established by the respective award-granting organizations. Such recognition should not be construed as an endorsement by any client or regulatory authority.
Oakfin does not provide tax or legal advice. Information regarding tax strategies is provided for educational purposes only. Clients should consult with qualified tax and legal professionals regarding their specific situations.
For questions about these disclosures or our services, please contact:
Oakfin Wealth Management, LLC
Compliance Department
Email: compliance@oakfin.net